Our Clients
We have been privileged to work with a range of clients from different sectors within the finance industry, ranging from the largest full service banks through to boutique fund managers. The diversity of our services and the experience of our team means that we can offer our clients a full range of services.
The majority of our clients are involved in the finance industry and include:
- Corval Partners
- Centric Wealth
- Mariner Securities
- Optimal Funds Management
- Alinta/Duke Energy
- Brookfield Multiplex
- Austcorp Group
- Hills Motorway
- FRM Australia
- Tidewater Investments
- BNP Paribas Asset Management
- Westpac Institutional Bank
- Westpac Broking
- Babcock & Brown
- The Stadium Australia Trust
- The MTM Entertainment Trust
- State Street Australia
- Frank Russell
- Kaplan Funds Management
- Lachlan Property Group
- Morgan Stanley
- Zurich Capital Markets
- Jardine Lloyd Thompson
- KTM Corporate Finance
- Barrington Corporate Finance
- Direct Portfolio
- Visual Risk
A rewarding feature with a number of clients is the continuing relationships that continues to this day.
Here is what some of our clients had to say about our services:
” 2010 has been a monumental year in Optimal’s corporate governace history and we are delighted that you have been part of that. We appreciate your experience and guidance on gettings Optimal’s compliance function to best practice level”
” FRM would like to thank you for your time and effort along with your service on the FRM Compliance Audit and Risk Committee over seven years. In particular , we thank you for your experitise and diligence in helping to implement the FRM Compliance Program throughout this period. Your knowledge was greatly appreciated and of great benefit to all Committee members over the years”
“Compliance Australia has provided ongoing compliance and risk management support services to Kaplan Funds Management for over six years. In that time their Director Greg Goodman has established our compliance and risk management programs, conducted regular training and kept us up to date with new legislation such as the new anti money laundering regime. Greg also reports to our Compliance Audit and Risk committee on a regular basis.We greatly appreciate Greg’s professionalism and recommend Compliance Australia as a provider of quality and cost effective compliance and risk management solutions”
“Compliance Australia provides valued advice to Corval with respect to the compliance and regulatory framework of our business, but also, relevant and timely input on a more practical level on various industry developments”
Enterprise Risk Management – 1st Edition
