Compliance Australia – Corporate & Risk Consulting
Compliance Australia
Compliance Australia offers a variety of products and services relating to corporate governance, regulatory compliance, business ethics and risk management. We support most sectors of the finance industry, including banking, investment banking, funds management, insurance, superannuation, financial planning and stockbroking, as well as commercial, resources, infrastructure and industrial organisat...
Governance Advisory Services
"Corporate governance is “the framework of rules, relationships, systems and processes within and by which authority is exercised and controlled in corporations”. It encompasses the mechanisms by which companies, and those in control, are held to account. Corporate governance influences how the objectives of the company are set and achieved, how risk is monitored and assessed, and how per...
Compliance Consulting
At Compliance Australia we offer a wide range of services relating to regulatory compliance. Our Consultants and Associates have a proven track record and are well qualified to provide expert assistance in each of these areas: Compliance Programs Our core skill is in the design and implementation of compliance programs to meet regulatory, industry and self regulatory standards, using the Au...
Risk Consulting
"Today, risks don't fit into easy categories or emerge from pre-determined place. They assault from all sides. It may surprise you to know that at least half of all corporate crises are caused by senior management action rather than external forces. I firmly believe that the most successful, least crisis-prone businesses will be those whose boards have shown firm resolve and taken decisive act...
Ethics Consulting
At the heart of every effective corporate governance, regulatory compliance and risk management program is a robust ethical culture. Our Director of the Business Ethics Centre, Professor Stephen Cohen, is widely regarded as one of the most experienced consultants in the field of applied business ethics in Australia. Compliance Australia, trading as the Business Ethics Centre, offers a rang...

Our Clients

Posted By: Compliance Australia on August 9, 2010 in - Comments: No Comments »

We have been privileged to work with a range of clients from different sectors within the finance industry, ranging from the largest full service banks through to boutique fund managers. The diversity of our services and the experience of our team means that we can offer our clients a full range of services.

The majority of our clients are involved in the finance industry and include:

  • Corval Partners
  • Centric Wealth
  • Mariner Securities
  • Optimal Funds Management
  • Alinta/Duke Energy
  • Brookfield Multiplex
  • Austcorp Group
  • Hills Motorway
  • FRM Australia
  • Tidewater Investments
  • BNP Paribas Asset Management
  • Westpac Institutional Bank
  • Westpac Broking
  • Babcock & Brown
  • The Stadium Australia Trust
  • The MTM Entertainment Trust
  • State Street Australia
  • Frank Russell
  • Kaplan Funds Management
  • Lachlan Property Group
  • Morgan Stanley
  • Zurich Capital Markets
  • Jardine Lloyd Thompson
  • KTM Corporate Finance
  • Barrington Corporate Finance
  • Direct Portfolio
  • Visual Risk

A rewarding feature with a number of clients is the continuing relationships that continues to this day.

Here is what some of our clients had to say about our services:

” 2010 has been a monumental year in Optimal’s corporate governace history and we are delighted that you have been part of that. We appreciate your experience and guidance on gettings Optimal’s compliance function to best practice level”

” FRM would like to thank you for your time and effort along with your service on the FRM Compliance Audit and Risk Committee over seven years. In particular , we thank you for your experitise and diligence in helping to implement the FRM Compliance Program throughout this period. Your knowledge was greatly appreciated and of great benefit to all Committee members over the years”

“Compliance Australia has provided ongoing compliance and risk management support services to Kaplan Funds Management for over six years. In that time their Director Greg Goodman has established our compliance and risk management programs, conducted regular training and kept us up to date with new legislation such as the new anti money laundering regime. Greg also reports to our Compliance Audit and Risk committee on a regular basis.We greatly appreciate Greg’s professionalism and recommend Compliance Australia as a provider of quality and cost effective compliance and risk management solutions”

“Compliance Australia provides valued advice to Corval with respect to the compliance and regulatory framework of our business, but also, relevant and timely input on a more practical level on various industry developments”

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Our Address

Suite 801, Level 8, 88 Pitt Street SYDNEY NSW 2000 Australia Office: 02 9221 3966
Mobile: 0411 825 458